0001144204-16-075900.txt : 20160119 0001144204-16-075900.hdr.sgml : 20160118 20160115210354 ACCESSION NUMBER: 0001144204-16-075900 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160119 DATE AS OF CHANGE: 20160115 GROUP MEMBERS: JAMES WEI GROUP MEMBERS: MICHAEL ORSAK GROUP MEMBERS: SUSUMU TANAKA GROUP MEMBERS: WORLDVIEW CAPITAL IV, L.P. GROUP MEMBERS: WORLDVIEW EQUITY I, L.L.C. GROUP MEMBERS: WORLDVIEW STRATEGIC PARTNERS IV, L.P. GROUP MEMBERS: WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OOMA INC CENTRAL INDEX KEY: 0001327688 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-89251 FILM NUMBER: 161346775 BUSINESS ADDRESS: STREET 1: 1880 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 6505666610 MAIL ADDRESS: STREET 1: 1880 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WORLDVIEW TECHNOLOGY PARTNERS IV LP CENTRAL INDEX KEY: 0001130736 IRS NUMBER: 770559126 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 435 TASSO ST STREET 2: STE 120 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6503223800 SC 13G 1 v429036_sc13g.htm SC 13G

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Schedule 13G

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

 

(Amendment No. )*

 

Ooma, Inc.

(Name of Issuer)
 

Common Stock

(Title of Class of Securities)
 

683416101

(CUSIP Number)
 

December 31, 2015

(Date of Event Which Requires Filing of this Statement)
 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 Page 1 of 17 Pages 
 

Exhibit Index Contained on Page 14 

 
CUSIP NO. 68341610113 GPage 2 of 17

 

1 NAME OF REPORTING PERSONS
Worldview Technology Partners IV, L.P. (“Tech IV”)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

NUMBER OF

 

SHARES

 

BENEFICIALLY

 

OWNED BY EACH

 

REPORTING

 

PERSON

 

WITH

 5 SOLE VOTING POWER
5,735,415 shares; except that Worldview Capital IV, L.P. (“DGP IV”), the general partner of Tech IV, may be deemed to have sole power to vote these shares, except that Worldview Equity I, L.L.C. (the “UGP”), the general partner of DGP IV, may be deemed to have sole power to vote these shares, and James Wei (“Wei”), Michael Orsak (“Orsak”) and Susumu Tanaka (“Tanaka”), the members of the UGP, may be deemed to have shared power to vote these shares.  
6 SHARED VOTING POWER
See response to row 5.
7 SOLE DISPOSITIVE POWER
5,735,415 shares; except that DGP IV, the general partner of Tech IV, may be deemed to have sole power to dispose of these shares, except that the UGP, the general partner of DGP IV, may be deemed to have sole power to dispose of these shares, and Wei, Orsak and Tanaka, the members of the UGP, may be deemed to have shared power to dispose of these shares.
8 SHARED DISPOSITIVE POWER
See response to row 7.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 5,735,415
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
33.7%
12 TYPE OF REPORTING PERSON PN
       

 

 

CUSIP NO. 68341610113 GPage 3 of 17

 

1 NAME OF REPORTING PERSONS
Worldview Technology International IV, L.P. (“Intl IV”)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

NUMBER OF

 

SHARES

 

BENEFICIALLY

 

OWNED BY EACH

 

REPORTING

 

PERSON

 

WITH

 5 SOLE VOTING POWER
931,779 shares; except that DGP IV, the general partner of Intl IV, may be deemed to have sole power to vote these shares, except that the UGP, the general partner of DGP IV, may be deemed to have sole power to vote these shares, and Wei, Orsak and Tanaka, the members of the UGP, may be deemed to have shared power to vote these shares.
6 SHARED VOTING POWER
See response to row 5.
7 SOLE DISPOSITIVE POWER
931,779 shares; except that DGP IV, the general partner of Intl IV, may be deemed to have sole power to dispose of these shares, except that the UGP, the general partner of DGP IV, may be deemed to have sole power to dispose of these shares, and Wei, Orsak and Tanaka, the members of the UGP, may be deemed to have shared power to dispose of these shares.
8 SHARED DISPOSITIVE POWER
See response to row 7.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 931,779
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.4%
12 TYPE OF REPORTING PERSON PN
       

 

 

CUSIP NO. 68341610113 GPage 4 of 17

 

1 NAME OF REPORTING PERSONS
Worldview Strategic Partners IV, L.P. (“Strat IV”)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

NUMBER OF

 

SHARES

 

BENEFICIALLY

 

OWNED BY EACH

 

REPORTING

 

PERSON

 

WITH

 5 SOLE VOTING POWER
42,316 shares; except that DGP IV, the general partner of Strat IV, may be deemed to have sole power to vote these shares, except that the UGP, the general partner of DGP IV, may be deemed to have sole power to vote these shares, and Wei, Orsak and Tanaka, the members of the UGP, may be deemed to have shared power to vote these shares.
6 SHARED VOTING POWER
See response to row 5.
7 SOLE DISPOSITIVE POWER
42,316 shares; except that DGP IV, the general partner of Strat IV, may be deemed to have sole power to dispose of these shares, except that the UGP, the general partner of DGP IV, may be deemed to have sole power to dispose of these shares, and Wei, Orsak and Tanaka, the members of the UGP, may be deemed to have shared power to dispose of these shares.  
8 SHARED DISPOSITIVE POWER
See response to row 7.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 42,316
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
12 TYPE OF REPORTING PERSON PN
       

 

 

CUSIP NO. 68341610113 GPage 5 of 17

  

1 NAME OF REPORTING PERSONS
Worldview Capital IV, L.P. (“DGP IV”)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

NUMBER OF

 

SHARES

 

BENEFICIALLY

 

OWNED BY EACH

 

REPORTING

 

PERSON

 

WITH

 5 SOLE VOTING POWER
6,709,510 shares, of which 5,735,415 are directly owned by Tech IV, 931,779 are directly owned by Intl IV, and 42,316 are directly owned by Strat IV.  DGP IV, the general partner of each of Tech IV, Intl IV and Strat IV, may be deemed to have sole power to vote these shares, and the UGP, the general partner of DGP IV, may be deemed to have sole power to vote these shares, and Wei, Orsak and Tanaka, the members of the UGP, may be deemed to have shared power to vote these shares.
6 SHARED VOTING POWER
See response to row 5.
7 SOLE DISPOSITIVE POWER
6,709,510 shares, of which 5,735,415 are directly owned by Tech IV, 931,779 are directly owned by Intl IV, and 42,316 are directly owned by Strat IV.  DGP IV, the general partner of each of Tech IV, Intl IV and Strat IV, may be deemed to have sole power to dispose of these shares, the UGP, the general partner of DGP IV, may be deemed to have sole power to dispose of these shares, and Wei, Orsak and Tanaka, the members of the UGP, may be deemed to have shared power to dispose of these shares.
8 SHARED DISPOSITIVE POWER
See response to row 7.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 6,709,510
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
39.4%
12 TYPE OF REPORTING PERSON PN
       

 

 

CUSIP NO. 68341610113 GPage 6 of 17

  


1		 NAME OF REPORTING PERSONS
Worldview Equity I, L.L.C. (the “UGP”)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

NUMBER OF

 

SHARES

 

BENEFICIALLY

 

OWNED BY EACH

 

REPORTING

 

PERSON

 

WITH

 5 SOLE VOTING POWER
6,709,510 shares, of which 5,735,415 are directly owned by Tech IV, 931,779 are directly owned by Intl IV, and 42,316 are directly owned by Strat IV.  DGP IV, the general partner of each of Tech IV, Intl IV and Strat IV, may be deemed to have sole power to vote these shares, and the UGP, the general partner of DGP IV, may be deemed to have sole power to vote these shares, and Wei, Orsak and Tanaka, the members of the UGP, may be deemed to have shared power to vote these shares.
6 SHARED VOTING POWER
See response to row 5.
7 SOLE DISPOSITIVE POWER
6,709,510 shares, of which 5,735,415 are directly owned by Tech IV, 931,779 are directly owned by Intl IV, and 42,316 are directly owned by Strat IV.  DGP IV, the general partner of each of Tech IV, Intl IV and Strat IV, may be deemed to have sole power to dispose of these shares, the UGP, the general partner of DGP IV, may be deemed to have sole power to dispose of these shares, and Wei, Orsak and Tanaka, the members of the UGP, may be deemed to have shared power to dispose of these shares.
8 SHARED DISPOSITIVE POWER
See response to row 7.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 6,709,510
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
39.4%
12 TYPE OF REPORTING PERSON OO
       

 

 

CUSIP NO. 68341610113 GPage 7 of 17

 

1 NAME OF REPORTING PERSONS
James Wei (“Wei”)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Canadian Citizen

NUMBER OF

 

SHARES

 

BENEFICIALLY

 

OWNED BY EACH

 

REPORTING

 

PERSON

 

WITH

 5 SOLE VOTING POWER
0 shares.
6 SHARED VOTING POWER
6,709,510 shares, of which 5,735,415 are directly owned by Tech IV, 931,779 are directly owned by Intl IV, and 42,316 are directly owned by Strat IV.  DGP IV is the general partner of each of Tech IV, Intl IV and Strat IV, and the UGP is the general partner of DGP IV.  Wei, a member of the UGP, may be deemed to have shared power to vote these shares.
7 SOLE DISPOSITIVE POWER
0 shares.
8 SHARED DISPOSITIVE POWER
6,709,510 shares, of which 5,735,415 are directly owned by Tech IV, 931,779 are directly owned by Intl IV, and 42,316 are directly owned by Strat IV.  DGP IV is the general partner of each of Tech IV, Intl IV and Strat IV, and the UGP is the general partner of DGP IV.  Wei, a member of the UGP, may be deemed to have shared power to dispose of these shares.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 6,709,510
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
39.4%
12 TYPE OF REPORTING PERSON IN
       

 

 

CUSIP NO. 68341610113 GPage 8 of 17

 

 

1 NAME OF REPORTING PERSONS
Michael Orsak (“Orsak”)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen

NUMBER OF

 

SHARES

 

BENEFICIALLY

 

OWNED BY EACH

 

REPORTING

 

PERSON

 

WITH

 5 SOLE VOTING POWER
0 shares.
6 SHARED VOTING POWER
6,709,510 shares, of which 5,735,415 are directly owned by Tech IV, 931,779 are directly owned by Intl IV, and 42,316 are directly owned by Strat IV.  DGP IV is the general partner of each of Tech IV, Intl IV and Strat IV, and the UGP is the general partner of DGP IV.  Orsak, a member of the UGP, may be deemed to have shared power to vote these shares.
7 SOLE DISPOSITIVE POWER
0 shares.
8 SHARED DISPOSITIVE POWER
6,709,510 shares, of which 5,735,415 are directly owned by Tech IV, 931,779 are directly owned by Intl IV, and 42,316 are directly owned by Strat IV.  DGP IV is the general partner of each of Tech IV, Intl IV and Strat IV, and the UGP is the general partner of DGP IV.  Orsak, a member of the UGP, may be deemed to have shared power to dispose of these shares.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 6,709,510
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
39.4%
12 TYPE OF REPORTING PERSON IN
       

 

 

CUSIP NO. 68341610113 GPage 9 of 17

  

1 NAME OF REPORTING PERSONS
Susumu Tanaka (“Tanaka”)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Japanese Citizen

NUMBER OF

 

SHARES

 

BENEFICIALLY

 

OWNED BY EACH

 

REPORTING

 

PERSON

 

WITH

 5 SOLE VOTING POWER
0 shares.
6 SHARED VOTING POWER
6,709,510 shares, of which 5,735,415 are directly owned by Tech IV, 931,779 are directly owned by Intl IV, and 42,316 are directly owned by Strat IV.  DGP IV is the general partner of each of Tech IV, Intl IV and Strat IV, and the UGP is the general partner of DGP IV.  Tanaka, a member of the UGP, may be deemed to have shared power to vote these shares.
7 SOLE DISPOSITIVE POWER
0 shares.
8 SHARED DISPOSITIVE POWER
6,709,510 shares, of which 5,735,415 are directly owned by Tech IV, 931,779 are directly owned by Intl IV, and 42,316 are directly owned by Strat IV.  DGP IV is the general partner of each of Tech IV, Intl IV and Strat IV, and the UGP is the general partner of DGP IV.  Tanaka, a member of the UGP, may be deemed to have shared power to dispose of these shares.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 6,709,510
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
39.4%
12 TYPE OF REPORTING PERSON IN
       

 

 

CUSIP NO. 68341610113 GPage 10 of 17

 

ITEM 1(A).NAME OF ISSUER:

 

Ooma, Inc.

 

ITEM 1(B).ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:

 

1880 Embarcadero Road

Palo Alto, CA 94303

 

ITEM 2(A). NAME OF PERSONS FILING:

 

This statement is filed by each of Worldview Technology Partners IV, L.P., a Delaware limited partnership (“Tech IV”), Worldview Technology International IV, L.P., a Delaware limited partnership (“Intl IV”), Worldview Strategic Partners IV, L.P., a Delaware limited partnership (“Strat IV”), Worldview Capital IV, L.P., a Delaware limited partnership (“DGP IV”) and the general partner of each of Tech IV, Intl IV and Strat IV, Worldview Equity I, L.L.C., a Delaware limited liability company (the “UGP”) and the general partner of DGP IV, and James Wei (“Wei”), Michael Orsak (“Orsak”) and Susumu Tanaka (“Tanaka”), the members of the UGP. The foregoing entities and individuals are collectively referred to as the “Reporting Persons.”

 

DPG IV is the general partner of each of Tech IV, Strat IV and Intl IV and may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by Tech IV, Strat IV and Intl IV. The UGP, the general partner of DGP IV, may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by each of Tech IV, Strat IV and Intl IV. Wei, Orsak and Tanaka are the members of the UGP and may be deemed to have shared power to vote and shared power to dispose of the shares of the issuer directly owned by Tech IV, Strat IV and Intl IV.

 

ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE:

 

The address of the principal business office for each of the Reporting Persons is:

 

Worldview Technology Partners

99 S. Almaden Blvd, 6th Floor

San Jose, CA 95113

 

ITEM 2(C)CITIZENSHIP:

 

Tech IV, Strat IV, Intl IV and DGP IV are Delaware limited partnerships. The UGP is a Delaware limited liability company. Wei is a Canadian citizen. Orsak is a United States citizen. Tanaka is a Japanese citizen.

 

ITEM 2(D) AND ITEM 2(E).         TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER:

 

Common Stock, $0.0001 par value

CUSIP # 683416101

 

ITEM 3.Not Applicable.

 

 

CUSIP NO. 68341610113 GPage 11 of 17

  

ITEM 4. OWNERSHIP:

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)Amount beneficially owned:

See Row 9 of cover page for each Reporting Person.

 

(b)Percent of Class:

See Row 11 of cover page for each Reporting Person.

 

(c)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote:

See Row 5 of cover page for each Reporting Person.

 

(ii)Shared power to vote or to direct the vote:

 

See Row 6 of cover page for each Reporting Person.

 

(iii)Sole power to dispose or to direct the disposition of:

 

See Row 7 of cover page for each Reporting Person.

 

(iv)Shared power to dispose or to direct the disposition of:

See Row 8 of cover page for each Reporting Person.

 

ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:

  

Not applicable.

 

ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:

  

Under certain circumstances set forth in the limited partnership agreements of each of Tech IV, Strat IV, Intl IV and DGP IV and the limited liability company agreement of the UGP, the general and limited partners or members, as the case may be, of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a general partner, limited partner, or member.

 

 

CUSIP NO. 68341610113 GPage 12 of 17

 

ITEM 7.IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:

 

 Not applicable.

 

ITEM 8.IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:

 

Not applicable.

 

ITEM 9. NOTICE OF DISSOLUTION OF GROUP:

 

Not applicable.

 

ITEM 10.CERTIFICATION:

 

Not applicable.

 

 

CUSIP NO. 68341610113 GPage 13 of 17

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: January 15, 2016

 

WORLDVIEW EQUITY I, L.L.C.    JAMES wEI   
       
       
Worldview Capital IV, L.P.      
By: Worldview Equity I, L.L.C., its General Partner   mICHAEL oRSAK  
       
       
WORLDVIEW TECHNOLOGY PARTNERS IV, L.P.   sUSUMU tANAKA  
By: Worldview Capital IV, L.P., its General Partner      
By: Worldview Equity I, L.L.C., its General Partner      
       
       
WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P.      
By: Worldview Capital IV, L.P., its General Partner      
By: Worldview Equity I, L.L.C., its General Partner      
       
       
WORLDVIEW STRATEGIC PARTNERS IV, L.P.      
By: Worldview Capital IV, L.P., its General Partner      
By: Worldview Equity I, L.L.C., its General Partner      
       
By: /s/ James N. Strawbridge   By: /s/ James N. Strawbridge  
  James N. Strawbridge, Attorney-In-Fact for the above-listed entities*     James N. Strawbridge, Attorney-In-Fact for the above-listed individuals*   
           

 

*Signed pursuant to a Power of Attorney already on file with the appropriate agencies.

 

 

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

 

NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for

other parties for whom copies are to be sent.

 

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

 

 

CUSIP NO. 68341610113 GPage 14 of 17

 

EXHIBIT INDEX

 

  Found on Sequentially
Exhibit Numbered Page
Exhibit A:  Agreement of Joint Filing 15
Exhibit B:  Power of Attorney 16

 

 

CUSIP NO. 68341610113 GPage 15 of 17

  

exhibit A

 

Agreement of Joint Filing

 

The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Ooma, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G.

 

Date: January 15, 2016

 

WORLDVIEW EQUITY I, L.L.C.    JAMES wEI   
       
       
Worldview Capital IV, L.P.      
By: Worldview Equity I, L.L.C., its General Partner   mICHAEL oRSAK  
       
       
WORLDVIEW TECHNOLOGY PARTNERS IV, L.P.   sUSUMU tANAKA  
By: Worldview Capital IV, L.P., its General Partner      
By: Worldview Equity I, L.L.C., its General Partner      
       
       
WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P.      
By: Worldview Capital IV, L.P., its General Partner      
By: Worldview Equity I, L.L.C., its General Partner      
       
       
WORLDVIEW STRATEGIC PARTNERS IV, L.P.      
By: Worldview Capital IV, L.P., its General Partner      
By: Worldview Equity I, L.L.C., its General Partner      
       
By: /s/ James N. Strawbridge   By: /s/ James N. Strawbridge  
  James N. Strawbridge, Attorney-In-Fact for the above-listed entities*     James N. Strawbridge, Attorney-In-Fact for the above-listed individuals*   
           

 

*Signed pursuant to a Power of Attorney already on file with the appropriate agencies.

 

 

 

CUSIP NO. 68341610113 GPage 16 of 17

exhibit B

 

POWER OF ATTORNEY

 

October 1, 2014

 

KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned hereby authorizes and designates James N. Strawbridge as his or its true and lawful attorney-in-fact (the “Attorney-in-Fact”) to act for and on behalf of the undersigned for the following purposes:

 

1.To execute shareholder written consents, proxies, ballots and related documents on behalf of the undersigned with respect to any corporation in which such entity is a shareholder (each referred to herein as a “Corporation”), or to represent the undersigned at a meeting of shareholders of any Corporation and to vote the securities of any Corporation held by the undersigned at such meeting;

 

2.To execute contracts and agreements, including, but not limited to, bank accounts, brokerage accounts, stock powers, stock purchase agreements, and stock sales agreements or such other documents as may be requested in order to effect either the purchase or sale of securities on behalf of the undersigned;

 

3.To prepare and file on behalf of the undersigned individually, or jointly together, any and all reports, notices, communications and other documents (including, but not limited to, reports on Schedule 13D, Schedule 13G, Form 13H, Form 13-F, Form ADV, Form 3, Form 4 and Form 5) that the undersigned may be required to file with the United States Securities and Exchange Commission pursuant to the Securities Act of 1933, as amended (together with the implementing regulations thereto, the “Act”), and the Securities Exchange Act of 1934, as amended (together with the implementing regulations thereto, the “Exchange Act”) (collectively, the “Reports”), with respect to the undersigned’s ownership of, or transactions in, securities of any entity whose securities are beneficially owned (directly or indirectly) by the undersigned;

 

4.To execute consents and agreements, including, but not limited to, limited partner assignment agreements, nondisclosure agreements, and limited partnership agreement amendments, or such other documents as may be requested on behalf of the undersigned in the ordinary course of their operations; and

 

5.To take such other actions on behalf of any of the undersigned as may be necessary to effect acquired securities or corporate or regulatory filings or other similar actions in the ordinary course of business of any of the undersigned. Each of the undersigned acknowledges that the Attorney-in-Fact, in serving in such capacity at the request of the undersigned, is not hereby assuming any of the undersigned’s responsibilities to comply with state or federal securities laws.

 

Each of the undersigned hereby grants to the Attorney-In-Fact full power and authority to do and perform each and every act and thing whatsoever requisite, necessary, and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do excluding the power of substitution or revocation, and every act and thing that such Attorney-in-Fact, shall lawfully do or cause to be done in exercising the rights and powers herein granted is hereby ratified and confirmed.

 

This Power of Attorney shall become effective on October 1, 2014 and is for a period of ten (10) years, unless earlier revoked by the undersigned in a signed writing delivered to the Attorney-in-Fact.

 

[Signatures on the Following Page.]

 

 

CUSIP NO. 68341610113 GPage 17 of 17

 

IN WITNESS WHEREOF, each of the undersigned has caused this Power of Attorney to be executed as of the first date set forth above.

 

 

Worldview Equity I, L.L.C.   WORLDVIEW CAPITAL IV, L.P.  
               
By: /s/ James Wei   By: Worldview Equity I, L.L.C.   
  Name: James Wei   Its: General Partner    
  Title:   Member   By: /s/ James Wei  
        Name: James Wei  
        Title:   Member  
WORLDVIEW TECHNOLOGY PARTNERS IV, L.P.          
               
By: Worldview Capital IV, L.P.     WORLDVIEW MANAGEMENT CORP.   
Its: General Partner          
By: Worldview Equity I, L.L.C.   By: /s/ James Wei  
Its: General Partner     Name: James Wei  
    Title:   Chief Executive Officer  
               
By: /s/ James Wei          
  Name: James Wei          
  Title:   Member          
               
               
WORLDVIEW STRATEGIC PARTNERS IV, L.P.    WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P.  
       
By: Worldview Capital IV, L.P.   By: Worldview Capital IV, L.P.   
Its: General Partner   Its: General Partner     
By: Worldview Equity I, L.L.C.   By: Worldview Equity I, L.L.C.  
Its: General Partner   Its: General Partner  
           
By: /s/ James Wei   By: /s/ James Wei  
  Name: James Wei     Name: James Wei  
  Title:   Member     Title:   Member